How We Compensate Our Investment Professionals

ARCHIVED 2021-08-02, DATE APPROXIMATE · VERSION 20210802_rev01 · COMPARED WITH 20210119_rev01

Full text changes — 20210119_rev01 to 20210802_rev01

COLOUR MARKS THE SEVERITY OF A FLAGGED CLAUSE · + AND − MARK ADDED AND REMOVED

2525
2626 |
2727| --- | --- |
2828| [Specialty Representatives](https://www.schwab.com/legal/compensation-advice/specialty-representatives-compensation) |
2929
3030- Investor Development Specialists
31- Financial Consultants (Financial Solutions Branch)
32
3133- Financial Consultants (Participant Investor Concierge)
3234- VP-Senior Wealth Advisors
3335- VP-Financial Consultants, Client Relationship Advisors
3436- VP-Corporate Financial Consultants
3537
3638- Advice Consultants